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Risk

FinTrU provides scale to Global Risk Management functions across Financial and Non-Financial Risk.

We support the 3 Lines of Defence by leveraging our in-depth insight of industry best practice. This enables us to improve the effectiveness of business as usual or focused remediation support.

  • Counterparty Credit Risk
    • Assessing Counterparties against Defined Credit Underwriting Scorecards
    • Analysis of Client Documentation including Financial Statements, Investor Newsletters and Fund Prospectus
    • End-to-End Management of the Counterparty Credit Lifecycle
    • Onboarding New Counterparties and Setting Credit Limits
    • Maintenance of Counterparty Credit Ratings; Annual reviews and Negative News Screening
    • Client Outreach for Missing Counterparty Information and Enhanced Due Diligence
    • Monitoring Daily Credit Limits
    • Excess Management and Daily Settlement

     

  • Counterparty Performance Monitoring
    • Counterparty Performance Data Monitoring and Tracking
    • Monitoring for Unusual Movements in Counterparty Performance
    • ISDA Terms Breach Monitoring
    • Early Warning Indicators Tracking
    • Additional Termination Events Monitoring
  • Operational Risk
    • Advising on Risk Processes and Technology Enhancements
    • Front Line Risk and Control Functions Support
    • Risk & Control Self Assessments
    • Control Design and Rationalisation
    • Risk Event and Issue Management
  • Risk Transformation Data & Governance
    • Project Management Office Support to Global Risk Transformation
    • Wholesale Review of Artefacts and Design of Refreshed Control Documentation
    • User Acceptance Testing Support and Risk Exposure Analysis
    • Management of Project Lifecycle including Governance and Milestone Benefits
    • Dashboarding Key Metrics
    • Kanban Boards for Issue Tracking and Prioritisation

Learn more about our Risk solutions

Get in touch with FinTrU