Patrick is an experienced Regulatory Compliance subject matter expert with 14 years’ experience in Investment banking. He has a keen interest in Market Abuse Regulation.
Patrick has successfully delivered Compliance projects preventing and detecting the misuse of inside information including Trade and Electronic Communications surveillance and Control Room alongside those managing conflicts of interest and providing compliance assurance.
Prior to joining FinTrU, Patrick was Head of Deutsche Bank’s EMEA Compliance Control Room based in London and a member of their EMEA Compliance Leadership team. He previously worked in compliance at Citi, UBS, and Barclays.
At FinTrU, Patrick has oversight of the Regulatory Compliance Product offerings including Trade and Electronic Communications Surveillance, Control Room Compliance, Compliance Assurance, industry benchmarking and best practice.
Media Enquiries: communications@fintru.com
