OUR PRODUCTS

FinTrU provides outsourced Legal, Compliance, Regulatory, Operational and Technology services for the international investment banking industry and financial services.

COMPLIANCE

LEGAL

RISK

TECHNOLOGY

Trade Surveillance

Negative News Screening

Transaction Monitoring

Alert Clearing

Sanctions Screening

Enhanced Due Diligence

PEP Reviews

Monitoring and Testing

CASS

Desk Reviews

Compliance Risk Assessments

Legal Drafting & Negotiation

Trading and Legal Documentation

Brexit Remediation

Opinion Review

Legal Due Diligence & Documentation Integrity

Data Extraction

Operational Risk

Conduct Risk

Non-Market Risk

Credit Risk Monitoring

Risk Control Group

Electronic Trading Risk Management

Reporting & Regulatory Filings

Regulatory Requirements (Basel III, FRTB, Brexit)

Risk and Control Self Assessments

Attestation Packs (SMCR)

Application Support

Application Development

Business Analysis and Project Management

Infrastructure Support 

(SA / DBA)

OPERATIONS

KYC

CONSULTANCY

Asset Servicing and Administration

Commercial Real Estate

Middle Office

Transaction Reporting and Reconciliation

Trade Settlements / Pre-Settlements

Regulatory Campaigns (Brexit, FINRA 2111, FINRA 4210, SMMP, US QFC)

Client On-boarding & Refresh

Client Classification

Customer Due Diligence

Client Screening

Regulatory Campaigns (Brexit, MiFID II, FATCA, QFC, DFA)

Legal Entity Reviews

Project Management

Process Improvement / Re-engineering

Business Analysis

PMO

Regulatory Consulting (MiFID II, Brexit, DFA)

System Enhancements and User Acceptance Testing

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Media Enquiries: 

Belfast:

Careers: 

North West:

Belfast Headquarters: FinTrU House, 1 Cromac Avenue, Belfast, BT7 2JA

Belfast Office: FinTrU, 1A Pakenham Street, Belfast, BT7 1AB

North West Office: FinTrU, Carlisle House, 3 Horace Street, Derry/Londonderry, BT48 6JS

London Office: FinTrU, Warnford Court, 29 Throgmorton Street, London, EC2N 2AT 

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FinTrU operates in the UK as FinTrU Limited; Registered in England: no 08815659; registered office: Warnford Court, 29 Throgmorton Street, London EC2N 2AT

FinTrU has used ISO 26000 as a framework to implement social responsibility into its values and practices.

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