OUR PRODUCTS
FinTrU provides outsourced Legal, Compliance, Regulatory, Operational and Technology services for the international investment banking industry and financial services.
COMPLIANCE
LEGAL
RISK
TECHNOLOGY
Trade Surveillance
Negative News Screening
Transaction Monitoring
Alert Clearing
Sanctions Screening
Enhanced Due Diligence
PEP Reviews
Monitoring and Testing
CASS
Desk Reviews
Compliance Risk Assessments
Legal Drafting & Negotiation
Trading and Legal Documentation
Brexit Remediation
Opinion Review
Legal Due Diligence & Documentation Integrity
Data Extraction
Operational Risk
Conduct Risk
Non-Market Risk
Credit Risk Monitoring
Risk Control Group
Electronic Trading Risk Management
Reporting & Regulatory Filings
Regulatory Requirements (Basel III, FRTB, Brexit)
Risk and Control Self Assessments
Attestation Packs (SMCR)
Application Support
Application Development
Business Analysis and Project Management
Infrastructure Support
(SA / DBA)
Business Intelligence & Analytics
OPERATIONS
KYC
CONSULTANCY
Asset Servicing and Administration
Commercial Real Estate
Middle Office
Transaction Reporting and Reconciliation
Trade Settlements / Pre-Settlements
Regulatory Campaigns (Brexit, FINRA 2111, FINRA 4210, SMMP, US QFC)
Client On-boarding & Refresh
Client Classification
Customer Due Diligence
Client Screening
Regulatory Campaigns (Brexit, MiFID II, FATCA, QFC, DFA)
Legal Entity Reviews
Project Management
Process Improvement / Re-engineering
Business Analysis
PMO
Regulatory Consulting (MiFID II, Brexit, DFA)
System Enhancements and User Acceptance Testing