VICE PRESIDENT - LEGAL & COMPLIANCE
Daniel has over 10 years’ investment banking experience in a number of different areas, mainly Legal and Compliance. He holds a Law Degree from Ulster University, Jordanstown and has completed the Legal Practice Course in Bloomsbury, London.
Prior to joining FinTrU, Dan was a Legal Documentation Manager for Citigroup Global Markets Limited and was primarily responsible for the negotiation of repo, securities lending and derivatives documentation. He was also responsible for the drafting of structured trade confirmation for both the FX and Rates businesses.
In addition, Dan was the Compliance Officer for the Citi Commercial Bank in EMEA and was primarily responsible for ensuring the business’ adherence to all applicable laws, rules and regulations (including AML and Sanctions). He was also responsible for establishing and maintaining oversight of a new Compliance Monitoring Programme for a number of business areas in EMEA, including Investment Banking and Research.
At FinTrU, Dan is currently leading a team of compliance analysts for a Tier 1 Banking Client.